Raul Delaguardia
Raul Delaguardia is a registered investment advisor at Morgan Stanley, based in New York, NY, with 42 years of industry experience. Raul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
399 Park Avenue, 12th Floor, New York, NY, 10022
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Regulatory History (2)
Customer Dispute
July 2000Customer Dispute
August 1995Employment History
Current Registrations
Morgan Stanley
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Morgan Stanley
Citigroup Global Markets INC.Broker
Painewebber IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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