RD
RD
Raul Delaguardia
42 Years of Experience
New York, NY
2 DisclosuresBroker
Raul Delaguardia is a registered investment advisor at Morgan Stanley, based in New York, NY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
399 Park Avenue, 12th Floor, New York, NY, 10022
Get directionsHistory
Regulatory History (2)
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Customer Dispute
July 2000Withdrawn
Customer Dispute
August 1995Award / Judgment
Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley
May 2020 - December 2020 · 7 mos
Citigroup Global Markets INC.Broker
August 1991 - June 2009 · 17 yrs 10 mos
Painewebber IncorporatedBroker
May 1989 - August 1991 · 2 yrs 3 mos
Drexel Burnham Lambert IncorporatedBroker
October 1983 - June 1989 · 5 yrs 8 mos
State Registrations7 states
CACTFLNJNYPAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.