Bruce Tanis is a registered investment advisor at Morgan Stanley, based in New York, NY, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 7th Floor, New York, NY, 10055
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Regulatory History (3)
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Customer Dispute
July 2002Denied
Customer Dispute
December 1993Award / Judgment
Employment Separation After Allegations
May 1988Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
January 2007 - June 2009 · 2 yrs 5 mos
Fahnestock Asset Management
October 2005 - January 2007 · 1 yr 3 mos
Oppenheimer & CO. INC.Broker
January 2003 - January 2007 · 4 yrs
Cibc World Markets CORP.Broker
February 1998 - January 2003 · 4 yrs 11 mos
Olde Discount CorporationBroker
January 1992 - March 1998 · 6 yrs 2 mos
Hym Financial, INC.Broker
September 1990 - April 1991 · 7 mos
Vantage Financial Services, INC.Broker
June 1990 - October 1990 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1988 - April 1990 · 1 yr 11 mos
Painewebber IncorporatedBroker
August 1985 - May 1988 · 2 yrs 9 mos
Dean Witter Reynolds INC.Broker
January 1985 - August 1985 · 7 mos
Gibraltar Securities CO.Broker
September 1983 - September 1984 · 1 yr
State Registrations32 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.