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Denise Schachne

Cetera Investment Advisers LLC
25 Years of Experience
Los Angeles, CA
1 DisclosureBroker
View SEC Summary
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Denise Schachne is a registered investment advisor at Cetera Investment Advisers LLC, based in Los Angeles, CA, with 25 years of industry experience. Denise is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

11900 Olympic Blvd Ste 780, Los Angeles, CA, 90064

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History

Regulatory History (1)
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Financial
November 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Denise works as an operations manager for Goldstein Financial Group and Brentwood Financial Advisors, dedicating about a quarter of her time to each. She also shows properties to prospective tenants for Braum Real Estate, spending minimal time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2019 - June 2023 · 4 yrs
Oppenheimer & CO. INC.
April 2018 - June 2019 · 1 yr 2 mos
Oppenheimer & CO. INC.Broker
April 2018 - June 2019 · 1 yr 2 mos
RBC Capital Markets, LLC
October 2016 - April 2018 · 1 yr 6 mos
RBC Capital Markets, LLCBroker
October 2016 - April 2018 · 1 yr 6 mos
J.P. Morgan Securities LLCBroker
December 2014 - June 2016 · 1 yr 6 mos
J.P. Morgan Securities LLC
December 2014 - June 2016 · 1 yr 6 mos
UBS Financial Services INC.
September 2006 - August 2014 · 7 yrs 11 mos
UBS Financial Services INC.Broker
September 2006 - August 2014 · 7 yrs 11 mos
UBS Financial Services INC.
February 2004 - August 2006 · 2 yrs 6 mos
UBS Financial Services INC.Broker
July 2002 - August 2006 · 4 yrs 1 mo
Cibc World Markets CORP.Broker
February 2000 - June 2002 · 2 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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