Barak Tanzer
Barak Tanzer is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Scottsdale, AZ
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2001Other Business ActivitiesSells Insurance
Barak operates under the DBA B Tanzer Investments, LLC for his LPL business, dedicating nearly full-time hours to it. He also sells life insurance and variable annuities, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Painewebber IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
Prudential-Bache Securities INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.