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Dino Ragazzo

UBS Financial Services INC.
42 Years of Experience
Ponte Vedra Beach, FL
3 DisclosuresBroker
View SEC Summary
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Dino Ragazzo is a registered investment advisor at UBS Financial Services INC., based in Ponte Vedra Beach, FL, with 42 years of industry experience. Dino is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL, 32082

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2015
Denied
Customer Dispute
January 2007
Settled
Customer Dispute
August 1993
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.
January 1990 - Present · 36 yrs 9 mos
UBS Financial Services INC.
January 1990 - Present · 36 yrs 9 mos
UBS Financial Services INC.Broker
January 1990 - Present · 36 yrs 9 mos
Previous Registrations
Prudential-Bache Securities INC.Broker
March 1985 - January 1990 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1984 - February 1985 · 11 mos
State Registrations20 states
CACOCTDEFLGAINMAMIMNNCNJNYSCTNTXVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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