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Dino Ragazzo

42 Years of Experience
Ponte Vedra Beach, FL
3 DisclosuresBroker

Dino Ragazzo is a registered investment advisor at UBS Financial Services INC., based in Ponte Vedra Beach, FL, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL, 32082

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2015
Denied
Customer Dispute
January 2007
Settled
Customer Dispute
August 1993
Settled
Employment History
Current Registrations
UBS Financial Services INC.Broker
January 1990 - Present · 36 yrs 4 mos
UBS Financial Services INC.
January 1990 - Present · 36 yrs 4 mos
UBS Financial Services INC.
January 1990 - Present · 36 yrs 4 mos
Previous Registrations
Prudential-Bache Securities INC.Broker
March 1985 - January 1990 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1984 - February 1985 · 11 mos
State Registrations20 states
CACOCTDEFLGAINMAMIMNNCNJNYSCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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