DW
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Dennis Wendell

8 Years of Experience
Ponte Vedra Beach, FL
1 DisclosureBroker

Dennis Wendell is a registered investment advisor at UBS Financial Services INC., based in Ponte Vedra Beach, FL, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL, 32082

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History

Regulatory History (1)
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Regulatory
June 2022
Final
Employment History
Current Registrations
UBS Financial Services INC.
December 2020 - Present · 5 yrs 5 mos
UBS Financial Services INC.Broker
December 2020 - Present · 5 yrs 5 mos
UBS Financial Services INC.
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2018 - December 2020 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2017 - December 2020 · 3 yrs 1 mo
State Registrations25 states
ALAZCACOCTFLGAILKYMAMDMIMNMONCNHNVNYOHPASCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Wendell - Financial Advisor | TrueAdvisor