Nicholas Buglisi
Nicholas Buglisi is a registered investment advisor at UBS Financial Services INC., based in Ponte Vedra Beach, FL, with 20 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
822 North Highway A1A Suite 211, Ponte Vedra Beach, FL, 32082
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2016Other Business Activities
Nicholas is a sole proprietor of NLB Enterprises, Inc. in Garden City, NY, since 2009.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Craig Scott Capital, LLCBroker
Rockwell Global Capital LLCBroker
Jhs Capital Advisors, INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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