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John Grannis

21 Years of Experience
Ponte Vedra Beach, FL
1 DisclosureBroker

John Grannis is a registered investment advisor at UBS Financial Services INC., based in Ponte Vedra Beach, FL, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL, 32082

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History

Regulatory History (1)
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Customer Dispute
November 2016
Denied
Other Business Activities

John is an officer (Fleet Captain) at the St. Augustine Yacht Club since 2016 and a board member of the St. Augustine Yacht Club Sailing Center since 2023. His duties include ensuring sailing programs meet safety standards and long-term planning.

Employment History
Current Registrations
UBS Financial Services INC.
January 2011 - Present · 15 yrs 4 mos
UBS Financial Services INC.Broker
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - February 2011 · 1 yr 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2011 · 1 yr 8 mos
Citigroup Global Markets INC.
February 2005 - June 2009 · 4 yrs 4 mos
Citigroup Global Markets INC.Broker
January 2005 - June 2009 · 4 yrs 5 mos
State Registrations19 states
AZCACOFLGAMAMDMSNCNJNYORPATNTXVAVTVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.