WG
WG

William Gouldin

41 Years of Experience
Houston, TX
2 DisclosuresBroker

William Gouldin is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2800 Post Oak Boulevard, 18th Floor, Houston, TX, 77056

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History

Regulatory History (2)
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Customer Dispute
August 2024
Denied
Customer Dispute
December 2001
Award / Judgment
Other Business Activities

William owns Maverick Options LLC, a ranch, and pays ranch expenses, dedicating a few hours per week after business hours. He is also a board member and sole proprietor/owner of Gouldin Technologies, LLC, focusing on business development/growth for a few hours per week after business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.
July 1994 - June 2009 · 14 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1994 - June 2009 · 14 yrs 11 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1987 - August 1994 · 6 yrs 10 mos
Dean Witter Reynolds INC.Broker
May 1984 - October 1987 · 3 yrs 5 mos
State Registrations30 states
ALARAZCACOCTDEFLGAHIILLAMAMDMEMIMSNCNJNVNYOHOKORPASCTNTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.