William Fassbender is a registered investment advisor, based in The Villages, FL, with 42 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold.
Location
The Villages, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Bts Securities CorporationBroker
January 2004 - Present · 22 yrs 9 mos
Bts Asset Management, INC.
April 1984 - Present · 42 yrs 6 mos
Previous Registrations
Advantage Capital Corporation
September 1995 - January 2004 · 8 yrs 4 mos
Advantage Capital CorporationBroker
May 1984 - January 2004 · 19 yrs 8 mos
State Registrations9 states
CTFLMAMENHNJNMNYRI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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