William Howard Fassbender

Bts Asset Management, INC.

41 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Bts Asset Management, INC.

Compensation

Fee-Only (AUM)

Firm Size

8 advisors

Number of Clients

599 clients

Average Client Portfolio

$315K average

Assets Under Management

$188.8M

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

Location

The Villages, FL

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Bts Securities CorporationBroker

January 2004 - Present · 22 yrs 1 mo

Bts Asset Management, INC.

April 1984 - Present · 41 yrs 10 mos

Previous Registrations

Advantage Capital Corporation

September 1995 - January 2004 · 8 yrs 4 mos

Advantage Capital CorporationBroker

May 1984 - January 2004 · 19 yrs 8 mos

State Registrations9 states

CTFLMAMENHNJNMNYRI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.