PM
PM
Patrick Mccarthy is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4890 West Kennedy Boulevard Suite 700, Tampa, FL, 33609
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Regulatory History (4)
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Customer Dispute
January 2011Settled
Customer Dispute
November 2010Settled
Customer Dispute
June 2009Settled
Customer Dispute
April 1991Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 1991 - April 2007 · 16 yrs 3 mos
Morgan Stanley Dw INC.Broker
July 1989 - April 2007 · 17 yrs 9 mos
Painewebber IncorporatedBroker
June 1989 - September 1989 · 3 mos
Drexel Burnham Lambert IncorporatedBroker
February 1988 - June 1989 · 1 yr 4 mos
L. F. Rothschild & CO. IncorporatedBroker
February 1987 - February 1988 · 1 yr
Shearson Lehman Brothers INC.Broker
May 1984 - April 1986 · 1 yr 11 mos
State Registrations13 states
ALAZCACOCTFLILMAMNNCNYTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.