CA
CA
Carlos Alvarado is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056
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Regulatory History (6)
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Customer Dispute
November 2018Denied
Customer Dispute
May 2010Settled
Customer Dispute
September 2007Denied
Customer Dispute
May 2005Closed-No Action
Customer Dispute
October 2004Settled
Criminal
November 1979Final Disposition
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
March 1998 - June 2009 · 11 yrs 3 mos
Citigroup Global Markets INC.Broker
March 1998 - June 2009 · 11 yrs 3 mos
Chase Securities of Texas, INC.Broker
June 1993 - March 1998 · 4 yrs 9 mos
Texas Commerce Equities, INC.Broker
April 1988 - June 1993 · 5 yrs 2 mos
Dean Witter Reynolds INC.Broker
February 1986 - March 1988 · 2 yrs 1 mo
Financial Synergies Equities, INC.Broker
November 1985 - December 1985 · 1 mo
Ids Financial Services INC.Broker
September 1984 - October 1985 · 1 yr 1 mo
Ids Marketing CorporationBroker
September 1984 - October 1985 · 1 yr 1 mo
State Registrations7 states
CACODEFLNVTXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.