Carlos Alvarado is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 41 years of industry experience. Carlos is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056
Get directionsHistory
Regulatory History (6)
Customer Dispute
November 2018Customer Dispute
May 2010Customer Dispute
September 2007Customer Dispute
May 2005Customer Dispute
October 2004Criminal
November 1979Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Chase Securities of Texas, INC.Broker
Texas Commerce Equities, INC.Broker
Dean Witter Reynolds INC.Broker
Financial Synergies Equities, INC.Broker
Ids Financial Services INC.Broker
Ids Marketing CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Victor PalafoxMorgan Stanley
- Elizabeth CumminsMorgan Stanley
- Erin DickesMorgan Stanley
- Claudia MartinezMorgan Stanley
- Carlos AvilesMorgan Stanley
- Jason BernsteinMorgan Stanley