JM
JM
John Madzin is a registered investment advisor at Morgan Stanley, based in Philadelphia, PA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1650 Market Street 42nd Floor, Philadelphia, PA, 19103
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Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2015Settled
Customer Dispute
June 2000Settled
Customer Dispute
July 1999Settled
Customer Dispute
May 1998Closed-No Action
Regulatory
February 1996Final
Customer Dispute
November 1995Denied
Employment History
Current Registrations
Morgan Stanley
August 2013 - Present · 12 yrs 9 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
March 1993 - June 2009 · 16 yrs 3 mos
Prudential Securities IncorporatedBroker
August 1989 - February 1993 · 3 yrs 6 mos
Thomson Mckinnon Securities INC.Broker
July 1986 - August 1989 · 3 yrs 1 mo
First Investors CorporationBroker
August 1984 - July 1986 · 1 yr 11 mos
State Registrations29 states
AZCACOCTDCDEFLILLAMAMDMIMONCNENJNMNYOHORPAPRRISCTXUTVAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.