KJ
KJ
Keith Joffe is a registered investment advisor at Morgan Stanley, based in Philadelphia, PA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1650 Market Street 42nd Floor, Philadelphia, PA, 19103
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Regulatory History (1)
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Customer Dispute
May 2011Settled
Employment History
Current Registrations
Morgan StanleyBroker
January 2016 - Present · 10 yrs 4 mos
Morgan Stanley
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
September 2009 - February 2016 · 6 yrs 5 mos
Credit Suisse Securities (USA) LLCBroker
September 2009 - February 2016 · 6 yrs 5 mos
UBS Financial Services INC.Broker
September 2002 - September 2009 · 7 yrs
AXA Advisors, LLC
July 2002 - September 2002 · 2 mos
Progress Financial Advisors
August 2001 - September 2002 · 1 yr 1 mo
AXA Advisors, LLCBroker
September 2000 - September 2002 · 2 yrs
State Registrations19 states
AKAZCACTDCDEFLILMAMINJNVNYPARISDTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.