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David Smith is a registered investment advisor at Morgan Stanley, based in Philadelphia, PA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1650 Market Street 42nd Floor, Philadelphia, PA, 19103
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Regulatory History (1)
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Customer Dispute
November 2014Award / Judgment
Other Business Activities
David holds the commercial rights to a musical called "Little Things" through Avier LLC. He spends a few hours per week on administrative, sales/marketing, and financial tasks related to this investment-related activity.
Employment History
Current Registrations
Morgan Stanley
July 2020 - Present · 5 yrs 10 mos
Morgan StanleyBroker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Goldman Sachs & CO. LLCBroker
October 1998 - July 2020 · 21 yrs 9 mos
State Registrations25 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.