EP
CFP
EP
CFP
Edward Plachter
39 Years of Experience
Philadelphia, PA
1 DisclosureBroker
Edward Plachter is a CFP-designated registered investment advisor at Morgan Stanley, based in Philadelphia, PA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1650 Market Street 42nd Floor, Philadelphia, PA, 19103
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 1997Award / Judgment
Other Business Activities
Edward is a passive limited partner in BPW Sciences, LP, a material science company. He spends minimal time each month discussing business developments.
Employment History
Current Registrations
Morgan StanleyBroker
October 2011 - Present · 14 yrs 11 mos
Morgan Stanley
October 2011 - Present · 14 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - November 2011 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - November 2011 · 2 yrs 1 mo
Banc of America Investment Services, INC.
March 2008 - October 2009 · 1 yr 7 mos
Banc of America Investment Services, INC.Broker
October 2007 - October 2009 · 2 yrs
RBC Dain Rauscher INC.
June 2002 - November 2007 · 5 yrs 5 mos
RBC Dain Rauscher INC.Broker
March 2002 - November 2007 · 5 yrs 8 mos
Tucker Anthony IncorporatedBroker
July 1999 - March 2002 · 2 yrs 8 mos
First Union Capital Markets CORP.Broker
April 1995 - June 1999 · 4 yrs 2 mos
Legg Mason Wood Walker, IncorporatedBroker
February 1993 - May 1995 · 2 yrs 3 mos
Wheat, First Securities, INC.Broker
January 1991 - March 1993 · 2 yrs 2 mos
Butcher & Singer INC.Broker
October 1989 - January 1991 · 1 yr 3 mos
Butcher & Singer INC.Broker
September 1986 - January 1991 · 4 yrs 4 mos
State Registrations17 states
AZCAFLGAKYMAMONCNJNYOHPASCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.