RM
RM
Richard Massaux
29 Years of Experience
Philadelphia, PA
4 DisclosuresBroker
Richard Massaux is a registered investment advisor at Morgan Stanley, based in Philadelphia, PA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1650 Market Street 42nd Floor, Philadelphia, PA, 19103
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Regulatory History (4)
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Regulatory
August 2016Final
Customer Dispute
January 2013Settled
Customer Dispute
May 2009Settled
Regulatory
May 2008Final
Other Business Activities
Richard is the owner of First Place LLC, a restaurant bar in Philadelphia, since 2010. He also owns Blackstone 25 LLC, a real estate company, since 2019, and rents out an apartment.
Employment History
Current Registrations
Morgan Stanley
July 2017 - Present · 8 yrs 10 mos
Morgan StanleyBroker
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - July 2017 · 14 yrs
Wells Fargo Clearing Services, LLCBroker
July 2003 - July 2017 · 14 yrs
Prudential Securities Incorporated
February 1997 - July 2003 · 6 yrs 5 mos
Prudential Securities IncorporatedBroker
July 1996 - July 2003 · 7 yrs
State Registrations36 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.