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Kerry Rigdon

Sunbelt Securities
42 Years of Experience
Houston, TX
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Kerry Rigdon is a registered investment advisor at Sunbelt Securities, based in Houston, TX, with 42 years of industry experience. Kerry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 6,241 clients with $2.6B in assets under management.

Sunbelt Securities
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
63 advisors
Number of Clients
6,241 clients
Average Client Portfolio
$423K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum fee is 2.50% of assets under management, charged monthly. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2700 Post Oak Blvd, Ste 1700, Houston, TX, 77056

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2005
Final
Regulatory
September 2004
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kerry is a financial advisor doing business as McPherson & Mayberry Personal Wealth Management. Kerry is also an independent life insurance agent and a 50% owner of MP Planning Service, which offers general insurance and basic estate planning solutions, though it is currently not in use.

Employment History
Current Registrations
Sunbelt Securities, INC.Broker
August 2017 - Present · 9 yrs 2 mos
Sunbelt Securities
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Wfg Advisors, LP
August 2015 - August 2017 · 2 yrs
Mcpherson & Mayberry Personal Wealth Management
October 2012 - September 2017 · 4 yrs 11 mos
Wfg Investments, INC.Broker
October 2012 - August 2017 · 4 yrs 10 mos
Sunbelt Securities
January 2011 - October 2012 · 1 yr 9 mos
Sunbelt Securities, INC.Broker
November 2010 - October 2012 · 1 yr 11 mos
Evolve Investment Advisors
August 2009 - January 2011 · 1 yr 5 mos
Evolve Securities, INC.
January 2007 - December 2010 · 3 yrs 11 mos
Evolve Securities, INC.Broker
December 2006 - December 2010 · 4 yrs
Evolve Securities, INC.
December 2006 - December 2006 · 0 mos
Sws Financial ServicesBroker
October 2000 - February 2003 · 2 yrs 4 mos
Southwest Securities, INC.
October 1996 - December 2006 · 10 yrs 2 mos
Southwest Securities, INC.Broker
October 1996 - December 2006 · 10 yrs 2 mos
Smith Barney INC.Broker
July 1993 - October 1996 · 3 yrs 3 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
January 1986 - February 1988 · 2 yrs 1 mo
First Jersey Securities, INC.Broker
September 1984 - January 1986 · 1 yr 4 mos
State Registrations12 states
AZCOFLGALAMOMSNJNMNYTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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