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Arnold Hochstadt

41 Years of Experience
Woodbury, NY
1 DisclosureBroker

Arnold Hochstadt is a registered investment advisor at Wells Fargo Advisors, based in Woodbury, NY, with 41 years of industry experience. Arnold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

88 Froehlich Farm Blvd, Woodbury, NY, 11797

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008
Denied
Other Business Activities

Arnold will act as the executor/administrator of a deceased estate in Queens, NY, starting in June 2024. He is also named as a potential successor trustee for the S.R and A.H Revocable Trust, but is not currently a trustee.

Employment History
Current Registrations
Wells Fargo Advisors
July 2026 - Present · 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2026 - Present · 3 mos
Previous Registrations
UBS Financial Services INC.
May 2021 - July 2026 · 5 yrs 2 mos
UBS Financial Services INC.Broker
August 2007 - July 2026 · 18 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - August 2007 · 14 yrs 1 mo
Lehman Brothers INC.Broker
May 1992 - July 1993 · 1 yr 2 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1989 - May 1992 · 3 yrs
Drexel Burnham Lambert IncorporatedBroker
December 1984 - May 1989 · 4 yrs 5 mos
State Registrations33 states
ALAZCACOCTDCFLGAILMAMDMEMIMNMTNCNENHNJNVNYOHOKORPARISCTNTXUTVTWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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