PW
PW
Paul Wishingrad
41 Years of Experience
Beverly Hills, CA
2 DisclosuresBroker
Paul Wishingrad is a registered investment advisor at UBS Financial Services INC., based in Beverly Hills, CA, with 41 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
131 South Rodeo Drive, Suite 300, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (2)
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Regulatory
January 2019Final
Customer Dispute
May 2017Settled
Employment History
Current Registrations
UBS Financial Services INC.Broker
May 2009 - Present · 17 yrs 5 mos
UBS Financial Services INC.
May 2009 - Present · 17 yrs 5 mos
UBS Financial Services INC.
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
May 2004 - May 2009 · 5 yrs
Citigroup Global Markets INC.Broker
May 2004 - May 2009 · 5 yrs
Credit Suisse First Boston LLCBroker
January 2003 - May 2004 · 1 yr 4 mos
Credit Suisse First Boston
January 2003 - May 2004 · 1 yr 4 mos
Donaldson Lufkin & Jenrette Securities Corporation
August 2002 - January 2003 · 5 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
March 1998 - January 2003 · 4 yrs 10 mos
Cibc Oppenheimer CORP.Broker
June 1994 - March 1998 · 3 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1984 - May 1994 · 9 yrs 7 mos
State Registrations13 states
AZCACTFLGAHIILNYORPATNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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