Wesley Mar is a registered investment advisor at LPL Financial LLC, based in Sacramento, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1720 Capitol Avenue Ste 202, Sacramento, CA, 95811-5104
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Regulatory History (2)
Customer Dispute
May 2003Customer Dispute
March 2003Other Business Activities
Wesley operates under the DBA "Wesley Mar Retirement Planning" for Sacramento small businesses, dedicating about a quarter of his time. He also works as a sports official, umpiring high school and youth baseball games, which takes minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Painewebber IncorporatedBroker
Intercal Securities CO.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Prudential-Bache Securities INC.Broker
Equitec Securities CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.