James Konuk
James Konuk is a registered investment advisor at LPL Financial LLC, based in Victor, MT, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2410 Lightning Draw Trail, Victor, MT, 59875
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2002Other Business ActivitiesSells Insurance
James operates Private Wealth Management Group, LLC as a DBA for his LPL business. He also manages two real estate holding companies, Cherokee Lane Holdings, LLC and True West Holdings, LLC, dedicating minimal time to each. James is also an agent/owner for non-variable insurance through Private Wealth Management Group, LLC, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
First Jersey Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.