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Christopher Fess

Kcd Financial, INC.
33 Years of Experience
Frisco, TX
5 DisclosuresBrokerSells Insurance
View SEC Summary
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Christopher Fess is a ChFC-designated registered investment advisor at Kcd Financial, INC., based in Frisco, TX, with 33 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,257 clients with $200M in assets under management.

Kcd Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
Number of Clients
1,257 clients
Average Client Portfolio
$161K average
Assets Under Management
$202.1M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)

KCD Financial offers asset management programs where fees are a percentage of the assets they manage. This fee can range from 0.5% to 3% annually, as agreed upon between you and KCD. The smaller your portfolio, the larger the percentage you might pay, and vice versa. The specific fee structure will be detailed in your Investment Advisory Services Agreement.

View Full SEC Brochure

Location

8668 John Hickman Parkway, Suite 603, Frisco, TX, 75034

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026
Denied
Customer Dispute
October 2003
Settled
Customer Dispute
October 2003
Denied
Customer Dispute
March 2003
Settled
Customer Dispute
August 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Christopher owns Life & Legacy Financial Services, Inc. and sells various insurance products, dedicating a few hours per week to this activity. He also owns rental properties and is a passive investor in real estate corporations.

Employment History
Current Registrations
Kcd Financial, INC.
August 2006 - Present · 20 yrs 2 mos
Kcd Financial, INC.Broker
September 2004 - Present · 22 yrs 1 mo
Previous Registrations
Spc
February 2002 - May 2003 · 1 yr 3 mos
Sammons Securities Company, LLCBroker
February 2002 - April 2003 · 1 yr 2 mos
Walnut Street Securities, INC.Broker
April 1997 - February 2002 · 4 yrs 10 mos
Washington Square Securities, INC.Broker
March 1996 - April 1997 · 1 yr 1 mo
Northwestern Mutual Investment Services, INC.Broker
December 1991 - March 1996 · 4 yrs 3 mos
State Registrations17 states
ALARAZCAFLHIKSLAMDMONMNYOKPATXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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