Guy Paredes
Guy Paredes is a registered investment advisor at Cetera Investment Advisers LLC, based in Naples, FL, with 41 years of industry experience. Guy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
28874 Blaisdell Drive, Naples, FL, 34119
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Guy is the Executive Vice President at Rockdale Financial Services, Inc., working about a quarter of his time. He also works a few hours per week as an insurance agent selling life, health, disability, annuities, and long-term care, and owns rental real estate property, spending minimal time as a landlord.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Rockdale Financial Services, INC.
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Royal Alliance Associates, INC.Broker
Securities Service Network, INC.Broker
American Capital CorporationBroker
American Eagle Securities, INC.Broker
Chubb Securities CorporationBroker
State Registrations16 states
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