Christopher Capezuto
Christopher Capezuto is a registered investment advisor at Centaurus Financial, INC., based in Anaheim, CA, with 39 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
2300 E. Katella Avenue, Suite #200, Anaheim, CA, 92806
Get directionsHistory
Regulatory History (4)
Regulatory
September 2021Customer Dispute
June 2004Customer Dispute
September 2003Employment Separation After Allegations
January 1991Other Business Activities
Christopher is the president of Financial Concepts Unlimited, Inc., an outside registered investment advisor, since 1997. This activity is investment-related and likely takes about half of Christopher's time.
Employment History
Current Registrations
Centaurus Financial, INC.
Financial Concepts Unlimited, INC.
Centaurus Financial, INC.Broker
Previous Registrations
Centaurus Financial, INC.
Mony Securities CorporationBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.