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Benedict Maloney

Centaurus Financial, INC.
48 Years of Experience
Anaheim, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Benedict Maloney is a registered investment advisor at Centaurus Financial, INC., based in Anaheim, CA, with 48 years of industry experience. Benedict is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
442 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2300 E. Katella Avenue, Suite #200, Anaheim, CA, 92806

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Benedict is an agent selling term life insurance with American General AIG since 1990, dedicating minimal time. He also sells Medicare Supplement and Medicare Advantage plans through FMO Bridlewood Insurance Services since 2020, spending about 10-20% of his time on this activity.

Employment History
Current Registrations
Centaurus Financial, INC.
November 2015 - Present · 10 yrs 11 mos
Centaurus Financial, INC.Broker
November 2015 - Present · 10 yrs 11 mos
Previous Registrations
J P Turner & Company Capital Management, LLC
August 2009 - October 2015 · 6 yrs 2 mos
J.P. Turner & Company, L.L.C.Broker
August 2009 - October 2015 · 6 yrs 2 mos
Wbb Securities, LLC
January 2006 - August 2009 · 3 yrs 7 mos
Wbb Securities, LLCBroker
March 2003 - August 2009 · 6 yrs 5 mos
Ashton Capital Management, INC.Broker
January 2002 - March 2003 · 1 yr 2 mos
American Pacific Securities, INC.Broker
June 1999 - January 2002 · 2 yrs 7 mos
Equity Programs CorporationBroker
October 1995 - June 1999 · 3 yrs 8 mos
1717 Capital Management CompanyBroker
November 1992 - July 1999 · 6 yrs 8 mos
Protective Equity Services, INC.Broker
October 1991 - November 1992 · 1 yr 1 mo
Motels of America Investment CORP.Broker
February 1987 - November 1989 · 2 yrs 9 mos
Capital Growth ResourcesBroker
February 1983 - April 1987 · 4 yrs 2 mos
Centura Securities CorporationBroker
September 1980 - February 1985 · 4 yrs 5 mos
Transamerica Fund Sales, INC.Broker
December 1975 - June 1981 · 5 yrs 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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