Benedict Maloney
Benedict Maloney is a registered investment advisor at Centaurus Financial, INC., based in Anaheim, CA, with 48 years of industry experience. Benedict operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
2300 E. Katella Avenue, Suite #200, Anaheim, CA, 92806
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2016Other Business ActivitiesSells Insurance
Benedict is an agent selling term life insurance with American General AIG since 1990, dedicating minimal time. He also sells Medicare Supplement and Medicare Advantage plans through FMO Bridlewood Insurance Services since 2020, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
J P Turner & Company Capital Management, LLC
J.P. Turner & Company, L.L.C.Broker
Wbb Securities, LLC
Wbb Securities, LLCBroker
Ashton Capital Management, INC.Broker
American Pacific Securities, INC.Broker
Equity Programs CorporationBroker
1717 Capital Management CompanyBroker
Protective Equity Services, INC.Broker
Motels of America Investment CORP.Broker
Capital Growth ResourcesBroker
Centura Securities CorporationBroker
Transamerica Fund Sales, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.