Alfred Rivera
Alfred Rivera is a registered investment advisor at Centaurus Financial, INC., based in Anaheim, CA, with 25 years of industry experience. Alfred is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.
Fee Estimator
Location
2300 E. Katella Avenue, Suite #200, Anaheim, CA, 92806
Get directionsHistory
Regulatory History (1)
Financial
March 2020Employment History
Current Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
S2k Financial LLCBroker
Realty Capital Securities, LLCBroker
Multi-Financial Securities CorporationBroker
Primevest Financial Services, INC.Broker
Ing Financial Partners, INC.Broker
Financial Network Investment CorporationBroker
Metlife Investors Distribution CompanyBroker
Metlife Investors Distribution CompanyBroker
H&r Block Financial Advisors, INC.Broker
Signator Investors, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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