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Garrick Gookin

Centaurus Financial, INC.
21 Years of Experience
Anaheim, CA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Garrick Gookin is a registered investment advisor at Centaurus Financial, INC., based in Anaheim, CA, with 21 years of industry experience. Garrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
442 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2300 E. Katella Avenue, Suite #200, Anaheim, CA, 92806

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2024
Settled
Criminal
March 1992
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Garrick owns and operates several businesses, including South Placer Tax & Bookkeeping Services (providing tax, accounting, payroll, and estate planning services), a notary business, South Placer Wealth Management Group (DBA for branding), South Placer Tax/Tax Works (tax planning and preparation), and X-Mas Light Guys (hanging Christmas lights). He dedicates varying amounts of time to these activities, ranging from minimal time to about half their time during tax season.

Employment History
Current Registrations
Centaurus Financial, INC.
August 2018 - Present · 8 yrs 2 mos
Centaurus Financial, INC.Broker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Questar Asset Management, INC.
October 2012 - August 2018 · 5 yrs 10 mos
Questar Capital CorporationBroker
October 2012 - August 2018 · 5 yrs 10 mos
Woodbury Financial Services, INC.Broker
July 2010 - October 2012 · 2 yrs 3 mos
Woodbury Financial Services, INC.
July 2010 - October 2012 · 2 yrs 3 mos
Edward Jones
February 2007 - July 2010 · 3 yrs 5 mos
Edward JonesBroker
May 2005 - July 2010 · 5 yrs 2 mos
State Registrations4 states
CAFLINPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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