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ChFC

George Russell

A.G.P / Alliance Global Partners
40 Years of Experience
Rochelle Park, NJ
1 DisclosureBroker
View SEC Summary
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George Russell is a ChFC-designated registered investment advisor at A.G.P / Alliance Global Partners, based in Rochelle Park, NJ, with 40 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

A.G.P / Alliance Global Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

365 W Passaic Street, Ste #275, Rochelle Park, NJ, 07662

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2021
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

George is a sole proprietor preparing tax returns since 1998, dedicating about 10-20% of his time to this activity. He also works as a registered representative managing client accounts through Aegis Capital Corp, spending about a quarter of his time on this.

Employment History
Current Registrations
A.G.P. / Alliance Global PartnersBroker
November 2023 - Present · 2 yrs 11 mos
A.G.P / Alliance Global Partners
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Aegis Capital CORP.
January 2017 - December 2023 · 6 yrs 11 mos
Aegis Capital CORP.Broker
January 2017 - December 2023 · 6 yrs 11 mos
National Asset Management, INC.
April 2012 - February 2017 · 4 yrs 10 mos
National Securities CorporationBroker
April 2012 - February 2017 · 4 yrs 10 mos
Lincoln Financial Securities Corporation
September 2008 - April 2012 · 3 yrs 7 mos
Lincoln Financial Securities CorporationBroker
September 2008 - April 2012 · 3 yrs 7 mos
Financial Network Investment Corporation
August 2005 - October 2008 · 3 yrs 2 mos
Financial Network Investment CorporationBroker
August 2005 - October 2008 · 3 yrs 2 mos
First Montauk Securities CORP.
January 2005 - August 2005 · 7 mos
First Montauk Securities CORP.Broker
January 2005 - August 2005 · 7 mos
Wachovia Securities, LLCBroker
July 2003 - January 2005 · 1 yr 6 mos
Wachovia Securities, LLC
July 2003 - January 2005 · 1 yr 6 mos
Prudential Securities Incorporated
June 2002 - July 2003 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
November 1999 - July 2003 · 3 yrs 8 mos
C. J. M. Planning CORP.Broker
December 1998 - November 1999 · 11 mos
C. J. M. Planning CORP.Broker
January 1994 - December 1998 · 4 yrs 11 mos
Personal Asset Management LTD.Broker
April 1993 - May 1994 · 1 yr 1 mo
Robert Todd Financial CORP.Broker
March 1991 - December 1992 · 1 yr 9 mos
Global Capital Securities, INC.Broker
October 1985 - June 1992 · 6 yrs 8 mos
State Registrations4 states
FLNJNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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