HS
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Hemant Singh

37 Years of Experience
Rochelle Park, NJ
2 DisclosuresBrokerSells Insurance

Hemant Singh is a registered investment advisor at A.G.P / Alliance Global Partners, based in Rochelle Park, NJ, with 37 years of industry experience. Hemant operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
128 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K

A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.

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Location

365 W Passaic Street, Ste #275, Rochelle Park, NJ, 07662

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011
Settled
Customer Dispute
February 2007
Settled
Other Business ActivitiesSells Insurance

Hemant conducts securities and advisory business under the DBA of KS Capital Management, Inc. He is also an insurance general agent/producer for ACC Corp, dedicating a few hours per week, and owns KS Insurance Services, dedicating minimal time.

Employment History
Current Registrations
A.G.P. / Alliance Global PartnersBroker
November 2023 - Present · 2 yrs 8 mos
A.G.P / Alliance Global Partners
November 2023 - Present · 2 yrs 8 mos
Previous Registrations
Aegis Capital CORP.Broker
January 2017 - December 2023 · 6 yrs 11 mos
Aegis Capital CORP.
January 2017 - December 2023 · 6 yrs 11 mos
National Asset Management, INC.
July 2012 - February 2017 · 4 yrs 7 mos
National Securities CorporationBroker
April 2012 - February 2017 · 4 yrs 10 mos
Lincoln Financial Securities CorporationBroker
October 2008 - April 2012 · 3 yrs 6 mos
Financial Network Investment CorporationBroker
December 2006 - October 2008 · 1 yr 10 mos
Gunnallen Financial, INCBroker
June 2005 - December 2006 · 1 yr 6 mos
Raymond James Financial Services, INC.Broker
January 1999 - June 2005 · 6 yrs 5 mos
Robert Thomas Securities, INCBroker
July 1995 - January 1999 · 3 yrs 6 mos
Ladenburg, Thalmann & CO., INC.Broker
March 1993 - August 1995 · 2 yrs 5 mos
Gruntal & CO. IncorporatedBroker
December 1989 - March 1993 · 3 yrs 3 mos
Shearson Lehman Hutton INC.Broker
June 1988 - December 1989 · 1 yr 6 mos
State Registrations9 states
CACTFLMONJNYRIVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Hemant Singh - Financial Advisor | TrueAdvisor