Kayvan Karoon
Kayvan Karoon is a registered investment advisor at A.G.P / Alliance Global Partners, based in Rochelle Park, NJ, with 34 years of industry experience. Kayvan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
365 W Passaic Street, Ste #275, Rochelle Park, NJ, 07662
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2006Customer Dispute
November 2002Employment Separation After Allegations
December 2000Other Business Activities
Kayvan is the president of KS Capital Management Inc., doing business as (DBA) through Aegis Capital Corp. He spends about a quarter of his time managing client accounts.
Employment History
Current Registrations
A.G.P. / Alliance Global PartnersBroker
A.G.P / Alliance Global Partners
Previous Registrations
Aegis Capital CORP.Broker
Aegis Capital CORP.
National Asset Management, INC.
National Securities CorporationBroker
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
First Montauk Securities CORP.Broker
Raymond James Financial Services, INC.Broker
Gruntal & CO., L.L.C.Broker
Continental Broker-Dealer CORP.Broker
Americorp Securities, INC.Broker
T.R. Winston & Company, INC.Broker
Oppenheimer & CO., INC.Broker
Lehman Brothers INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.