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Stacy Goldsmith

Rpm Capital Management, LLC
38 Years of Experience
Hackensack, NJ
4 Disclosures
View SEC Summary
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Stacy Goldsmith is a registered investment advisor at Rpm Capital Management, LLC, based in Hackensack, NJ, with 38 years of industry experience. Stacy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Tax Planning. Their firm serves 148 clients with $74M in assets under management.

Rpm Capital Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
148 clients
Average Client Portfolio
$502K average
Assets Under Management
$74.3M

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $10.0M1.00%
$10M+0.90%

Fees are a guide and may be higher or lower based on account size, complexity of asset structures, and length of time with the firm.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Hackensack, NJ

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2023
Settled
Customer Dispute
October 2022
Settled
Customer Dispute
April 2022
Settled
Customer Dispute
April 2022
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Rpm Capital Management, LLC
February 2026 - Present · 8 mos
Previous Registrations
Herbert J. Sims Capital Management, INC.
February 2020 - December 2024 · 4 yrs 10 mos
Herbert J. Sims Capital Management, INC.
May 2016 - February 2020 · 3 yrs 9 mos
Herbert J. Sims & CO, INC.Broker
February 2012 - December 2024 · 12 yrs 10 mos
UBS Financial Services INC.Broker
December 2008 - March 2012 · 3 yrs 3 mos
Glen Rauch Securities, INC.Broker
September 2004 - December 2008 · 4 yrs 3 mos
W. H. Mell Associates, INC.Broker
October 2003 - August 2004 · 10 mos
Wm Financial Services, INC.Broker
May 2002 - October 2003 · 1 yr 5 mos
Dime Securities, INC.Broker
April 2001 - May 2002 · 1 yr 1 mo
First Union Securities, INC.Broker
October 2000 - May 2001 · 7 mos
First Union Brokerage Services, INC.Broker
February 1996 - October 2000 · 4 yrs 8 mos
First Fidelity Brokers, INC.Broker
October 1993 - January 1996 · 2 yrs 3 mos
First Institutional Securities CORP.Broker
May 1990 - October 1992 · 2 yrs 5 mos
Broadway Financial Investment Services CORP.Broker
May 1990 - March 1992 · 1 yr 10 mos
R. Seelaus & Co.,inc.Broker
March 1990 - May 1990 · 2 mos
Commonwealth Securities and Investments, INC.Broker
October 1989 - March 1990 · 5 mos
Discount Corporation of New York MunicipalsBroker
October 1985 - July 1989 · 3 yrs 9 mos
State Registrations1 state
NJ
Advisor

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Exams
No exam information available for this advisor.
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