Stacy Goldsmith
Stacy Goldsmith is a registered investment advisor at Rpm Capital Management, LLC, based in Hackensack, NJ, with 37 years of industry experience. Stacy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 148 clients with $74M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.00% |
| $10M+ | 0.90% |
Fees may be higher or lower based on the nature of the account. Lower fees for comparable services may be available from other sources. Factors affecting fee percentages include the size of the account, complexity of asset structures, length of time the client has been with the firm, and other factors.
Fee Estimator
Location
Hackensack, NJ
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2023Customer Dispute
October 2022Customer Dispute
April 2022Customer Dispute
April 2022Employment History
Current Registrations
Rpm Capital Management, LLC
Previous Registrations
Herbert J. Sims Capital Management, INC.
Herbert J. Sims Capital Management, INC.
Herbert J. Sims & CO, INC.Broker
UBS Financial Services INC.Broker
Glen Rauch Securities, INC.Broker
W. H. Mell Associates, INC.Broker
Wm Financial Services, INC.Broker
Dime Securities, INC.Broker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
First Fidelity Brokers, INC.Broker
First Institutional Securities CORP.Broker
Broadway Financial Investment Services CORP.Broker
R. Seelaus & Co.,inc.Broker
Commonwealth Securities and Investments, INC.Broker
Discount Corporation of New York MunicipalsBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.