Mark Joyner is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
6805 Carnegie Boulevard, Suite 400, Charlotte, NC, 28211
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2001Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2007 - April 2007 · 3 mos
Morgan Stanley Dw INC.Broker
January 2007 - April 2007 · 3 mos
Citigroup Global Markets INC.
February 2006 - February 2007 · 1 yr
Citigroup Global Markets INC.Broker
February 2006 - February 2007 · 1 yr
Legg Mason Wood Walker INC
December 2001 - February 2006 · 4 yrs 2 mos
Legg Mason Wood Walker, IncorporatedBroker
May 1998 - February 2006 · 7 yrs 9 mos
Smith Barney INC.Broker
July 1993 - June 1998 · 4 yrs 11 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
March 1986 - February 1988 · 1 yr 11 mos
State Registrations24 states
AZCACOCTDEFLGAILMAMDMEMINCNHNJNYORPASCTNTXVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.