Gary Ung
Gary Ung is a CFP-designated registered investment advisor at Stonex Advisors INC., based in Birmingham, AL, with 38 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiated between the client and financial advisor up to a maximum annualized rate of 2.00% for standard assets and 1.50% for annuity allocations. Subject to a minimum annual fee of $200 or 0.10%, whichever is greater ($300 for Unified Managed Accounts). American Funds F2 platform has a separate tiered schedule of 0.80% and 0.55%.
Fee Estimator
Location
2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gary is a sole proprietor who sells various insurance products for commission and performs tax preparation services for fees since 1988. He spends about a quarter of his time on these activities, both during and outside of securities market hours.
Employment History
Current Registrations
Stonex Securities INC.Broker
Stonex Advisors INC.
Previous Registrations
Quest Capital Strategies, INC.
Quest Capital Strategies, INC.Broker
National Securities CorporationBroker
Ung Financial & Insurance Services
G.R. Stuart & Company, INC.Broker
Financial Securities Network,inc.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Baraban Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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