Emmanuel Harris
Emmanuel Harris is a registered investment advisor at LPL Financial LLC, based in Indianapolis, IN, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6201 North Park Ave, Indianapolis, IN, 46220
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2022Customer Dispute
October 2004Customer Dispute
April 2003Other Business Activities
Emmanuel is a board member for Elizabeth City State University Foundation and University of Indianapolis. He is also the CEO of Harris & Associates, LLC (tax consulting), a member of Broadmoor Investments, LLC, and a VP/Investment Advisor Representative at Financial Partners Group, taking more than full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
R.G. White Investments,inc.Broker
First American National Securities, INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.