Jim Wolf is a registered investment advisor at LPL Financial LLC, based in Indianapolis, IN, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
225 S East St Ste 156, Indianapolis, IN, 46202
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Regulatory History (1)
Customer Dispute
November 2006Other Business Activities
Jim operates Elements Wealth Management as a DBA for his LPL business, providing investment management and financial planning services. This activity takes about a quarter of his time during trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
David A. Noyes & CompanyBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.