Jim Wolf is a registered investment advisor at LPL Financial LLC, based in Indianapolis, IN, with 27 years of industry experience. Jim is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
225 S East St Ste 156, Indianapolis, IN, 46202
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2006Other Business Activities
Jim operates Elements Wealth Management as a DBA for his LPL business, providing investment management and financial planning services. This activity takes about a quarter of his time during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
David A. Noyes & CompanyBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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