Richard Hawk
Richard Hawk is a registered investment advisor at LPL Financial LLC, based in Indianapolis, IN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
250 E 96th St, #200, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (2)
Judgment / Lien
March 2020Customer Dispute
April 2012Other Business ActivitiesSells Insurance
Richard is associated with Bay Port Wealth Management since 2009. He also engages in non-variable insurance activities through Charter Advisory, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Hibbard Brown & CO., INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.