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Amanda Ton

Arax Advisory Partners
38 Years of Experience
Houston, TX
4 DisclosuresBroker
View SEC Summary
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Amanda Ton is a registered investment advisor at Arax Advisory Partners, based in Houston, TX, with 38 years of industry experience. Amanda is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.

Arax Advisory Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
226 advisors
Number of Clients
15,662 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6624 Fannin Street, Suite 2120, Houston, TX, 77030

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2020
Settled
Customer Dispute
November 2019
Denied
Employment Separation After Allegations
March 2014
Customer Dispute
October 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Amanda is the owner of Adatis Corp & Adatis LTD, a holding company for personal real estate investments, and spends minimal time on it. She is also a registered representative with USCA Securities, LLC and a financial advisor with US Capital Wealth Advisors, LLC, dedicating a small amount of time to each. Finally, Amanda is an owner and director of 7119 Raton LLC and 9716 Long Branch LLC, both real estate companies, and spends about 10-20% of her time on each.

Employment History
Current Registrations
Arax Advisory Partners
July 2026 - Present · 3 mos
Usca Securities LLCBroker
May 2014 - Present · 12 yrs 5 mos
Previous Registrations
U.S. Capital Wealth Advisors, LLC
June 2021 - July 2026 · 5 yrs 1 mo
Usca RIA LLC
May 2014 - June 2021 · 7 yrs 1 mo
J.P. Morgan Securities LLC
October 2012 - April 2014 · 1 yr 6 mos
J.P. Morgan Securities LLCBroker
October 2012 - April 2014 · 1 yr 6 mos
Chase Investment Services CORP.Broker
March 1999 - October 2012 · 13 yrs 7 mos
Chase Investment Services CORP.
March 1999 - October 2012 · 13 yrs 7 mos
Chase Securities of Texas, INC.Broker
June 1996 - March 1999 · 2 yrs 9 mos
Tradestar Investments,inc.Broker
March 1993 - August 1996 · 3 yrs 5 mos
G. R. Phelps & CO., INC.Broker
March 1991 - March 1993 · 2 yrs
First Investors CorporationBroker
August 1986 - February 1990 · 3 yrs 6 mos
State Registrations6 states
DEFLGAIDLATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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