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Patrick Mendenhall

Arax Advisory Partners
43 Years of Experience
Houston, TX
4 DisclosuresBroker
View SEC Summary
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Patrick Mendenhall is a registered investment advisor at Arax Advisory Partners, based in Houston, TX, with 43 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.

Arax Advisory Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
226 advisors
Number of Clients
15,662 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4444 Westheimer Road, Suite G500, Houston, TX, 77027

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2024
Settled
Customer Dispute
October 2023
Award / Judgment
Customer Dispute
October 2019
Settled
Customer Dispute
October 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Patrick is a trustee on the investment committee board for the OSU Foundation and the 100% owner of Mendenhall Family Ranch. He also holds positions as managing member or limited partner in several investment-related LLCs and is a registered representative and managing partner at USCA Securities, LLC and US Capital Wealth Advisors, LLC, respectively.

Employment History
Current Registrations
Arax Advisory Partners
August 2026 - Present · 2 mos
Usca Securities LLC
April 2010 - Present · 16 yrs 6 mos
Usca Securities LLCBroker
April 2010 - Present · 16 yrs 6 mos
Previous Registrations
U.S. Capital Wealth Advisors, LLC
June 2021 - August 2026 · 5 yrs 2 mos
Usca Asset Management LLC
May 2016 - August 2021 · 5 yrs 3 mos
Usca RIA LLC
January 2010 - June 2021 · 11 yrs 5 mos
UBS Financial Services INC.
August 1990 - August 2009 · 19 yrs
UBS Financial Services INC.Broker
August 1990 - August 2009 · 19 yrs
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1989 - August 1990 · 1 yr 3 mos
Drexel Burnham Lambert IncorporatedBroker
January 1986 - May 1989 · 3 yrs 4 mos
Lehman Brothers Kuhn Loeb IncorporatedBroker
January 1984 - June 1984 · 5 mos
Shearson Lehman Brothers INC.Broker
December 1983 - January 1986 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1982 - December 1983 · 1 yr 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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