Patricia Trieglaff
Patricia Trieglaff is a registered investment advisor at Arax Advisory Partners, based in Houston, TX, with 40 years of industry experience. Patricia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.
Fee Estimator
Location
4444 Westheimer, Suite G500, Houston, TX, 77027
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2008Other Business Activities
Patricia is a registered representative with USCA Securities, LLC since 2012 and a branch manager with US Capital Wealth Advisors, LLC since 2021. She dedicates minimal time to these supervisory roles.
Employment History
Current Registrations
Arax Advisory Partners
Usca Securities LLCBroker
Previous Registrations
U.S. Capital Wealth Advisors, LLC
Usca RIA LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
State Registrations50 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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