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Deborah Ellis

Arax Advisory Partners
14 Years of Experience
Houston, TX
3 DisclosuresBroker
View SEC Summary
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Deborah Ellis is a registered investment advisor at Arax Advisory Partners, based in Houston, TX, with 14 years of industry experience. Deborah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.

Arax Advisory Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
226 advisors
Number of Clients
15,662 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4444 Westheimer Road, Suite G500, Houston, TX, 77027

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 1996
Final Disposition
Criminal
August 1991
Final Disposition
Criminal
January 1991
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Arax Advisory Partners
July 2026 - Present · 3 mos
Usca Securities LLCBroker
December 2023 - Present · 2 yrs 10 mos
Previous Registrations
U.S. Capital Wealth Advisors, LLC
March 2026 - July 2026 · 4 mos
Sanders Morris Harris INC.Broker
April 2000 - September 2011 · 11 yrs 5 mos
State Registrations18 states
ALCACOCTFLGAILINKSMAMEMNNCOKPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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