Matthew West
Matthew West is a registered investment advisor at Arax Advisory Partners, based in Houston, TX, with 29 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.
Fee Estimator
Location
4444 Westheimer, Suite G500, Houston, TX, 77027
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2023Other Business Activities
Matthew works as a registered representative for USCA Securities, LLC since 2010 and as a financial advisor/senior managing director for US Capital Wealth Advisors, LLC since 2021. He dedicates minimal time to each role.
Employment History
Current Registrations
Arax Advisory Partners
Usca Securities LLCBroker
Previous Registrations
Arax Advisory Partners
U.S. Capital Wealth Advisors, LLC
Usca RIA LLC
UBS Financial Services INC.Broker
UBS Financial Services INC.
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Painewebber IncorporatedBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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