LD
LD
Lee Dunayer is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
444 South Flower Street,34th Floor, Los Angeles, CA, 90071
Get directionsHistory
Regulatory History (5)
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Customer Dispute
February 2016Settled
Customer Dispute
December 2010Settled
Customer Dispute
July 2008Settled
Customer Dispute
June 2005Settled
Customer Dispute
May 2002Denied
Other Business Activities
Lee is involved in several investment-related activities, including rental properties through multiple LLCs and partnerships, a trust, and inter-family loans. These activities require minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
October 2009 - Present · 16 yrs 9 mos
Morgan StanleyBroker
October 2009 - Present · 16 yrs 9 mos
Morgan Stanley
September 2009 - Present · 16 yrs 10 mos
Previous Registrations
UBS Financial Services INC.Broker
June 2004 - October 2009 · 5 yrs 4 mos
UBS Financial Services INC.
June 2004 - October 2009 · 5 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 1998 - June 2004 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1998 - June 2004 · 6 yrs 5 mos
Smith Barney INC.Broker
July 1993 - January 1998 · 4 yrs 6 mos
Lehman Brothers INC.Broker
February 1990 - July 1993 · 3 yrs 5 mos
Hamilton, Williams & CO., INC.Broker
June 1988 - April 1989 · 10 mos
Phillips Securities CORP.Broker
August 1986 - September 1989 · 3 yrs 1 mo
State Registrations25 states
AZCACOCTDEFLGAIDILMDMIMTNCNJNVNYOHOKORSCTXVAVirgin IslandsWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.