HS
HS
Howard Sacks
44 Years of Experience
Philadelphia, PA
2 DisclosuresBroker
Howard Sacks is a registered investment advisor at Morgan Stanley, based in Philadelphia, PA, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
1650 Market Street 42nd Floor, Philadelphia, PA, 19103
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1999Settled
Customer Dispute
March 1999Denied
Other Business Activities
Howard is the treasurer and board member for the Phi Beta Kappa Society of Haverford College. His duties include investing the society's excess funds.
Employment History
Current Registrations
Morgan Stanley
January 2014 - Present · 12 yrs 4 mos
Morgan StanleyBroker
January 2014 - Present · 12 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
March 2008 - January 2014 · 5 yrs 10 mos
UBS Financial Services INC.Broker
July 2007 - January 2014 · 6 yrs 6 mos
Wachovia Securities, LLCBroker
July 2003 - July 2007 · 4 yrs
Prudential Securities IncorporatedBroker
August 1990 - July 2003 · 12 yrs 11 mos
Lehman Brothers INC.Broker
April 1988 - August 1990 · 2 yrs 4 mos
E. F. Hutton & Company INCBroker
August 1981 - April 1988 · 6 yrs 8 mos
State Registrations38 states
ALARAZCACOCTDCDEFLGAIAIDILINKYMAMDMEMINCNHNJNVNYOHORPAPRRISCSDTNTXVAVirgin IslandsWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.