Thomas Miller
Thomas Miller is a registered investment advisor at LPL Financial LLC, based in Topeka, KS, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Topeka, KS
Get directionsHistory
Regulatory History (2)
Criminal
July 1979Employment Separation After Allegations
July 1979Other Business ActivitiesSells Insurance
Thomas is the owner/agent of Quantum Wealth Advisors, LLC, offering various insurance products, dedicating about 10-20% of his time. He also prepares tax returns, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Osaic Fs, INC.
Osaic Fs, INC.Broker
Qa3 Financial LLC
Qa3 Financial CORP.Broker
American General Securities IncorporatedBroker
New England SecuritiesBroker
The Columbian Securities CorporationBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.