Theresa Young is a PFS-designated registered investment advisor at LPL Financial LLC, based in Topeka, KS, with 28 years of industry experience. Theresa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
5500 SW 7th Street, Suite B, Topeka, KS, 66606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Theresa is involved in several business activities, including Rock Creek Equity Holdings LLC, Heartland Financial Services, Mark Young CPA (tax prep/accounting), Rock Creek Series A (real estate rental), Jayhawk Associates LLC, Investment Advisors Financial Group (IAFG), and Limestone Holdings, LLC (real estate rental). She dedicates a few hours per week to tax preparation/accounting.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Investment Advisors Asset Management, LLC
Bts Asset Management, INC.
Investment Advisors & Consultants, INC.Broker
1st Global Capital CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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