Theresa Young is a PFS-designated registered investment advisor at LPL Financial LLC, based in Topeka, KS, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5500 SW 7th St. Suite B, Topeka, KS, 66606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Theresa is involved in several business activities, including Rock Creek Equity Holdings LLC, Heartland Financial Services, Mark Young CPA (tax prep/accounting), Rock Creek Series A (real estate rental), Jayhawk Associates LLC, Investment Advisors Financial Group (IAFG), and Limestone Holdings, LLC (real estate rental). She dedicates a few hours per week to tax preparation/accounting.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Investment Advisors Asset Management, LLC
Bts Asset Management, INC.
Investment Advisors & Consultants, INC.Broker
1st Global Capital CORP.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.