MY
ChFC · PFS
MY
ChFC · PFS

Mark Young

37 Years of Experience
Topeka, KS
2 DisclosuresBrokerSells Insurance

Mark Young is a ChFC, PFS-designated registered investment advisor at LPL Financial LLC, based in Topeka, KS, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

5500 SW 7th St. Suite B, Topeka, KS, 66606

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2021
Settled
Customer Dispute
August 2020
Settled
Other Business ActivitiesSells Insurance

Mark owns rental real estate, works as a CPA, has entities related to his LPL business, and is employed by MCMORIN INC. He also sells non-variable insurance and is a notary.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2024 - Present · 2 yrs
LPL Financial LLC
July 2024 - Present · 2 yrs
Previous Registrations
Osaic Wealth, INC.
September 2019 - July 2024 · 4 yrs 10 mos
Osaic Wealth, INC.Broker
November 2006 - July 2024 · 17 yrs 8 mos
Investment Advisors Asset Management, LLC
January 2004 - June 2020 · 16 yrs 5 mos
Bts Asset Management, INC.
March 2003 - December 2007 · 4 yrs 9 mos
Investment Advisors & Consultants, INC.Broker
August 2002 - December 2006 · 4 yrs 4 mos
Security Distributors, INC.Broker
June 1988 - August 2002 · 14 yrs 2 mos
State Registrations6 states
AZKSMAMOVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.