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Peter Letch

LPL Financial LLC
48 Years of Experience
Topeka, KS
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Peter Letch is a registered investment advisor at LPL Financial LLC, based in Topeka, KS, with 48 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6540 SW 10th Ave Ste 201, Topeka, KS, 66615

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2005
Settled
Regulatory
December 1996
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Peter operates under two DBAs, Chief H&L Advisors LLC and Chief HL Advisors LLC, for his LPL business, dedicating about a third of his time to these activities. Peter also owns Chief HL Insurance Services LLC, an insurance agency, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLCBroker
January 2024 - Present · 2 yrs 9 mos
LPL Financial LLC
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
January 2023 - February 2024 · 1 yr 1 mo
Cambridge Investment Research, INC.Broker
January 2023 - February 2024 · 1 yr 1 mo
First Asset Financial INC.Broker
July 2006 - December 2022 · 16 yrs 5 mos
Chief Advisors CORP
February 2005 - December 2022 · 17 yrs 10 mos
Iron Street Securities INC.Broker
August 2004 - July 2006 · 1 yr 11 mos
Cambridge Investment Research, INC.Broker
January 2003 - July 2004 · 1 yr 6 mos
Cornerstone Advisors
January 2001 - July 2004 · 3 yrs 6 mos
Cornerstone Investments, L.L.C.Broker
December 1995 - December 2002 · 7 yrs
Birchtree Financial Services, INC.Broker
May 1995 - December 1995 · 7 mos
Primeline Securities CORP.Broker
May 1989 - February 1995 · 5 yrs 9 mos
Southmark Financial Services, INC.Broker
November 1986 - May 1989 · 2 yrs 6 mos
New England Securities CorporationBroker
May 1978 - December 1986 · 8 yrs 7 mos
State Registrations12 states
CACTFLIDKSMNMONEOHOKTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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