Lawrence Hesse
Lawrence Hesse is a registered investment advisor at LPL Financial LLC, based in Topeka, KS, with 52 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
654 SW 10th Ave, Suite 201, Topeka, KS, 66615
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2005Other Business ActivitiesSells Insurance
Lawrence operates several DBAs for his LPL business, including Hesse Financial Services, which takes nearly full-time hours. He also owns Chief HL Insurance Services, an insurance agency selling life, long-term care, disability, and fixed annuities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cornerstone Advisors
Cornerstone Investments, L.L.C.Broker
Primeline Securities CORP.Broker
Primeline Securities CORP.Broker
Southmark Financial Services, INC.Broker
American United Life Insurance CompanyBroker
Aul Equity Sales CORP.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.