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Philip Maurer
25 Years of Experience
Newtown, PA
1 DisclosureBroker
Philip Maurer is a registered investment advisor at Raymond James & Associates, INC., based in Newtown, PA, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5 Caufield Place, Suite 201, Newtown, PA, 18940
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2017Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2014 - Present · 12 yrs 3 mos
Raymond James & Associates, INC.
November 2012 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.Broker
November 2012 - Present · 13 yrs 8 mos
Previous Registrations
Raymond James & Associates, INC.
November 2012 - December 2013 · 1 yr 1 mo
Morgan Stanley
February 2011 - December 2012 · 1 yr 10 mos
Morgan StanleyBroker
June 2009 - December 2012 · 3 yrs 6 mos
Citigroup Global Markets INC.Broker
May 2004 - June 2009 · 5 yrs 1 mo
Wachovia Securities, LLCBroker
July 2003 - June 2004 · 11 mos
Prudential Securities IncorporatedBroker
June 2000 - July 2003 · 3 yrs 1 mo
State Registrations26 states
AZCACOCTDCFLGAHIIAILINKYMAMDMINCNJNYORPARISCTNVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.